false 0001792849 0001792849 2021-12-16 2021-12-16 0001792849 hpk:CommonStockCustomMember 2021-12-16 2021-12-16 0001792849 hpk:WarrantCustomMember 2021-12-16 2021-12-16
 


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
 

 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported): December 16, 2021
 

 
HighPeak Energy, Inc.
(Exact name of registrant as specified in its charter)
 

 
Delaware
333-235313
84-3533602
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
     
421 W. 3rd St., Suite 1000
Fort Worth, Texas 76102
(address of principal executive offices) (zip code)
     
(817) 850-9200
(Registrant’s telephone number, including area code)
 

 
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencements communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of Each Class
 
Trading Symbol(s)
 
Name of Each Exchange on Which Registered
Common Stock
 
HPK
 
The Nasdaq Stock Market LLC
Warrant
 
HPKEW
 
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
 


 

 
Introductory Note
 
On August 21, 2020, HighPeak Energy, Inc. (the “Company”) consummated a business combination (the “Business Combination”) pursuant to that certain business combination agreement (the “Business Combination Agreement”). On August 27, 2020, the Company filed a Current Report on Form 8-K that included, among other things, the unaudited pro forma condensed combined consolidated financial information of the Company as of June 30, 2020 and for the six months ended June 30, 2020 and the year ended December 31, 2019.
 
Item 8.01
Other Information.
 
This Current Report on Form 8-K includes the unaudited pro forma combined statements of operations of the Company for the years ended December 31, 2019 and 2020, prepared to give effect to the Business Combination as if it had been consummated on January 1, 2019, and the notes related thereto. Such financial information is included in Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.
 
Item 9.01.
Financial Statements and Exhibits.
 
(d)    Exhibits.
 
Exhibit
Number
 
Description of Exhibit
99.1
 
The unaudited pro forma statements of operations for HighPeak Energy, Inc. for the years ended December 31, 2020 and December 31, 2019, and the notes related thereto.
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
HIGHPEAK ENERGY, INC.
Date:         December 16, 2021
By:
/s/ Steven W. Tholen
Name:
Steven W. Tholen
Title: 
Chief Financial Officer
 
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