-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EGsBe0QnOamwJUNyxc1S4e4Fgdbr+aZbXlzQwHpDCEHIHUsq3iOWFyUeXqY+k8Sy YbOfulMllMHV8J6rbw2csw== 0001007321-98-000001.txt : 19980218 0001007321-98-000001.hdr.sgml : 19980218 ACCESSION NUMBER: 0001007321-98-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FEMRX INC CENTRAL INDEX KEY: 0001007321 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 770389440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49705 FILM NUMBER: 98537741 BUSINESS ADDRESS: STREET 1: 1221 INNSBRUCK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087528580 MAIL ADDRESS: STREET 1: 1221 INNSBRUCK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 95125 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FEMRX INC CENTRAL INDEX KEY: 0001007321 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 770389440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1221 INNSBRUCK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087528580 MAIL ADDRESS: STREET 1: 1221 INNSBRUCK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 95125 SC 13G 1 SCHEDULE 13G ---------------------------------- OMB APPROVAL ---------------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response........14.90 ---------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ________________FemRx, Inc.___________________ (Name of Issuer) _______Common Stock, $0.001 par value___________ (Title of Class of Securities) ____________ 314463 10 0 __________________ (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 pages CUSIP No. 314463 10 0 13G Page 2 of 7 Pages 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Andrew M.Thompson 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION California, United States NUMBER OF 5 SOLE VOTING POWER SHARES 471,461 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 6 SHARED VOTING POWER 10,000 7 SOLE DISPOSITIVE POWER 471,461 8 SHARED DISPOSITIVE POWER 10,000 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 481,4611 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% 12 TYPE OF REPORTING PERSON* IN 1 Includes 448,128 shares held by Andrew Markham Thompson & Sylvia Astrid Thompson TTEE Thompson Family Trust U/A DTD 04/22/93 and 10,000 shares held by Savage-Thompson Management. *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 7 pages ---------------------- ------------------ CUSIP No. 314463 10 0 13G Page 3 of 7 Pages ---------------------- ------------------ 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Andrew Markham Thompson & Sylvia Astrid Thompson TTEE Thompson Family Trust U/A DTD 04/22/93 2 CHECK THE APPROPRIATE BOX IF A MEMBEROF A GROUP* (a) / / (b) / / 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION California, United States NUMBER OF 5 SOLE VOTING POWER SHARES 448,128 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 6 SHARED VOTING POWER -0- 7 SOLE DISPOSITIVE POWER 448,128 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 448,128 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.1% 12 TYPE OF REPORTING PERSON* OO *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 7 pages ---------------------- ------------------- CUSIP No. 314463 10 0 13G Page 4 of 7 Pages ---------------------- ------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Savage-Thompson Management 2 CHECK THE APPROPRIATE BOX IF A MEMBEROF A GROUP* (a) / / (b) / / 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION California, United States NUMBER OF 5 SOLE VOTING POWER SHARES 10,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 6 SHARED VOTING POWER -0- 7 SOLE DISPOSITIVE POWER 10,000 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,000 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1% 12 TYPE OF REPORTING PERSON* PN *SEE INSTRUCTION BEFORE FILLING OUT! Page 4 of 7 pages Item 1. (a) Name of Issuer: FemRx, Inc. (b) Address of Issuer's Principal Executive Offices: 1221 Innsbruck Drive Sunnyvale, CA 94089 Item 2. (a) Name of Person Filing: Andrew M. Thompson Andrew Markham Thompson & Sylvia Astrid Thompson TTEE Thompson Family Trust U/A DTD 04/22/93 ("Trust") Savage-Thompson Management ("STM") (b) Address of Principal Business Office or, if none, Residence: 1221 Innsbruck Drive Sunnyvale, CA 94089 (c) Citizenship: Andrew M. Thompson: California, United States Trust: California, United States STM: California, United States (d) Title of Class of Securities: Common Stock, $0.001 par value (e) CUSIP Number: 314463 10 0 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable. Item 4. Ownership (a) Amount Beneficially Owned: Andrew M. Thompson: 481,461* Trust: 448,128 STM: 10,000 * Includes 448,128 shares held in the Andrew Markham Thompson and Sylvia Astrid Thompson TTEE Thompson Family Trust U/A DTD 04/22/93 and 10,000 shares held by Savage-Thompson Management. (b) Percent of Class: Andrew M. Thompson: 5.4% Trust: 5.1% STM: 0.1% Page 5 of 7 pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: Andrew M. Thompson: 471,461 Trust: 448,128 STM: 10,000 (ii)shared power to vote or to direct the vote: Andrew M. Thompson: 10,000 Trust: 0 STM: 0 (iii) sole power to dispose or to direct the disposition of: Andrew M. Thompson: 471,461 Trust: 448,128 STM: 10,000 (iv)shared power to dispose or to direct the disposition of: Andrew M. Thompson: 10,000 Trust: 0 STM: 0 Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of a Group Not applicable. Item 10. Certification Not applicable. Page 6 of 7 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1998 Date /s/ Andrew M. Thompson ---------------------- Andrew M. Thompson Andrew Markham Thompson & Sylvia Astrid Thompson TTEE Thompson Family Trust U/A DTD 04/22/93 /s/ Andrew M. Thompson ----------------------- Andrew M. Thompson, Trustee Savage-Thompson Management /s/ Andrew M. Thompson ----------------------- Andrew M. Thompson, Partner Page 7 of 7 pages -----END PRIVACY-ENHANCED MESSAGE-----