Final Rule
Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction
Overview
In connection with rules adopted in Release No. 34-40761 (December 8, 1998), 63 FR 70952 (December 22, 1998) ("Original Release'), the Commission is making a technical correction to the delegation of authority to the Director of the Division of Market Regulation appearing in the Commission's Rules of Practice and Investigations. Specifically, the Commission is correcting a cross- reference appearing in the delegation.
Prior Actions
Final Rule (34-40761A)
Release Number
34-40761A
SEC Issue Date
Jan. 5, 2007
Federal Register Publish Date
Jan. 11, 2007
Document Citation
72 FR 1282
RIN
3235-AH39
Proposed Rule (34-39885)
Release Number
34-39885
SEC Issue Date
April 17, 1998
Federal Register Publish Date
April 29, 1998
Document Citation
63 FR 23584
RIN
3235-AH39
Notes
This is a PDF file
Resources
Details
File Number
S7-13-98
Rule Type
Final
Release Number
34-40761
SEC Issue Date
Dec. 8, 1998
Effective Date
Feb. 22, 1999
Federal Register Publish Date
Dec. 22, 1998
Document Citation
63 FR 70952
RIN
3235-AH39
Notes
Additional materials are available for this release: PDF format: Form 19b-4(e) (https://www.sec.gov/pdf/sec2449.pdf