Final Rule
Registration Under the Securities Act of 1933 of Certain Investment Company Securities
Overview
The Commission is amending the rule and the form under the Investment Company Act of 1940 that prescribe the method by which certain investment companies calculate and pay registration fees under the Securities Act of 1933. The amendments implement the provisions of the National Securities Markets Improvement Act of 1996 that simplify the method of determining the amount of these fees.
Prior Actions
Proposed Rule (33-7430)
Release Number
33-7430
33-7448
SEC Issue Date
July 14, 1997
Federal Register Publish Date
July 18, 1997
Document Citation
62 FR 38495
RIN
3235-AG73
Resources
Details
File Number
S7-19-97
Rule Type
Final
Release Number
33-7448
33-7430
SEC Issue Date
Sept. 10, 1997
Effective Date
Oct. 11, 1997.
Federal Register Publish Date
Sept. 12, 1997
Document Citation
62 FR 47934
RIN
3235-AG73
Notes
Additional material (a copy of the registration form, to be used as a formatting example in preparing the filing; added 9-12-97) is available