Proposed Rule
Covered Securities Pursuant to Section 18 of the Securities Act of 1933
Overview
The Commission proposes for comment Rule 146(b) under Section 18 of the Securities Act of 1933, as amended. The Rule would designate securities listed on certain national securities exchanges, or tiers or segments thereof, as covered securities. Covered securities under Section 18 of the Securities Act are exempt from state law registration requirements.
Details
Public Comments Due
July 17, 1997
File Number
S7-17-97
Rule Type
Proposed
Release Number
33-7422
SEC Issue Date
June 10, 1997