Proposed Rule
Disclosure Concerning Legal Proceedings Involving Management, Promoters, Control Persons and Others
Overview
The Commission is publishing for comment amendments that would expand the types of legal proceedings required to be disclosed in Commission filings, add such disclosure to certain investment company filings, and increase to 10 years the reporting period for such legal proceedings disclosure.
Details
File Number
S7-31-94
Rule Type
Proposed
Release Number
34-34923
SEC Issue Date
June 24, 1995
Federal Register Publish Date
Nov. 7, 1994
RIN
3235-AE14