What's New in the Division of Corporation Finance
October 2015

Compliance and Disclosure Interpretations

• Exchange Act Rule 14a-4(a)(3) (UPDATED 10/27/2015)
  • Section 201. Unbundling under Rule 14a-4(a)(3) in the M&A Context
    • New CDI 201.01
    • New CDI 201.02

Staff Legal Bulletins

• Staff Legal Bulletin No. 14H, October 22, 2015
   

No-Action, Interpretive and Exemptive Letters

• ARRIS Group, Inc., ARRIS International Limited, and Pace plc., October 30, 2015
   
• National Asset Management, Inc., October 26, 2015
   
• Carlyle GMS Finance, October 8, 2015
   
• Federal Home Loan Mortgage Corporation, October 8, 2015