September 2022

• Exchange Act Section 16 and Related Rules and Forms (UPDATED 10/07/2022) Section 109. Rule 16a-1 ― Definition of Terms
  • New C&DI 109.02
  • New C&DI 209.07

• Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G Beneficial Ownership Reporting (UPDATED 10/07/2022) Section 105. Rule 13d-3 ― Determination of Beneficial Ownership
  • New C&DI 105.07

Announcement

• Updates to Proxy Rules and Schedules 14A/14C, August 25, 2022