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What's New in the Division of Corporation Finance
May 2013
Compliance and Disclosure Interpretations
- Exchange Act Rules (UPDATED 05/30/2013)
- Securities Act Sections (UPDATED 05/16/2013)
- Section 139. Securities Act Section 5
- Securities Act Rules (UPDATED 05/16/2013)
- Section 129. Rule 144(a) – Definitions
- Section 133. Rule 144(e) – Limitation on Amount of Securities Sold
- Section 210. Rule 413 – Registration of Additional Securities and Additional Classes of Securities
- Section 228. Rule 430B – Prospectus in a Registration Statement After Effective Date
- Section 256. Rule 502 – General Conditions to be Met
- Section 532. Rule 144(d) – Holding Period for Restricted Securities
- Securities Act Forms (UPDATED 05/16/2013)
- Section 116. Form S-3 – General Instructions I.B.1 to I.B.6 – Transaction Requirements
- Section 125. Form S-4
- Regulation S-K (UPDATED 05/17/2013)
- Section 119. Item 402(c) – Executive Compensation; Summary Compensation Table
- Section 118. Item 402(b) – Executive Compensation; Compensation Discussion and Analysis
- Section 134. Item 501 – Forepart of Registration Statement and Outside Front Cover Page of Prospectus
- Section 146. Item 601 – Exhibits
- Exchange Act form 8-K (UPDATED 05/16/2013)
- Section 110. Item 2.06 Material Impairments
- Oil and Gas Rules (UPDATED 05/16/2013)
- Regulation S-X
Section 106. Rule 4-10(a)(6) Definitions – Developed Oil and Gas Reserves
No-Action, Interpretive and Exemptive Letters
- The Bank of Nova Scotia, May 31, 2013
- Pfizer Inc., May 22, 2013
- D.E. Master Blenders 1753 N.V, May 21, 2013
- Pfizer Inc., May 21, 2013
- Elan Corporation, plc, May 1, 2013
- NBCUniversal, April 30, 2013
- LIN TV Corp., April 30, 2013
http://www.sec.gov/divisions/corpfin/cfnew/cfnew0513.shtml
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