This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number: | Rulemaking:Adoption of Updated EDGAR Filer Manual |
Status:
Final
Rule
Adoption of Updated EDGAR Filer Manual
33-8656,
34-53186,
35-28081,
39-2441,
IC-27219
|
Issue Date: | File Number:S7-10-04 | Rulemaking:Regulation NMS |
Status:
Final
Rule
Regulation NMS
34-51808A
|
Issue Date: | File Number:S7-08-05 | Rulemaking:Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports |
Status:
Final
Rule
Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports
33-8644,
34-52989
|
Issue Date: | File Number:S7-05-05 | Rulemaking:Adoption of Amendments to the Rules of Practice and Related Provisions and Delegations of Authority of the Commission |
Status:
Final
Rule
Adoption of Amendments to the Rules of Practice and Related Provisions and Delegations of Authority of the Commission
34-52846
|
Issue Date: | File Number: | Rulemaking:Adoption of Updated EDGAR Filer Manual |
Status:
Final
Rule
Adoption of Updated EDGAR Filer Manual
33-8633,
34-52708,
35-28053,
39-2440,
IC-27139
|
Issue Date: | File Number: | Rulemaking:Adoption of Amendment to Delegation of Authority to Secretary of the Commission |
Status:
Final
Rule
Adoption of Amendment to Delegation of Authority to Secretary of the Commission
34-52602
|
Issue Date: | File Number:S7-40-02, S7-06-03 | Rulemaking:Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers |
Status:
Final
Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Companies That Are Not Accelerated Filers
33-8618,
34-52492
|
Issue Date: | File Number: | Rulemaking:Adoption of Updated EDGAR Filer Manual |
Status:
Final
Rule
Adoption of Updated EDGAR Filer Manual
33-8612,
34-52477,
35-28033,
39-2439,
IC-27070
|
Issue Date: | File Number:S7-25-99 | Rulemaking:Certain Broker-Dealers Deemed Not To Be Investment Advisers, Extension of Compliance Date |
Status:
Final
Rule
Certain Broker-Dealers Deemed Not To Be Investment Advisers, Extension of Compliance Date
34-52407,
IA-2426
|
Issue Date: | File Number:S7-10-04 | Rulemaking:Regulation NMS |
Status:
Final
Rule
Regulation NMS
34-52355
|
Issue Date: | File Number:S7-27-04 | Rulemaking:Ownership Reports and Trading by Officers, Directors and Principal Security Holders |
Status:
Final
Rule
Ownership Reports and Trading by Officers, Directors and Principal Security Holders
33-8600,
34-52202,
35-28013,
IC-27025
|
Issue Date: | File Number:S7-02-04 | Rulemaking:Amendments to the Penny Stock Rules |
Status:
Final
Rule
Amendments to the Penny Stock Rules
34-51983A
|
Issue Date: | File Number:S7-10-04 | Rulemaking:Regulation NMS |
Status:
Final
Rule
Regulation NMS
34-52196
|
Issue Date: | File Number:S7-11-01 | Rulemaking:Technical Amendments to Rules Setting Forth the Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index |
Status:
Final
Rule
Technical Amendments to Rules Setting Forth the Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index
34-52115
|
Issue Date: | File Number:S7-38-04 | Rulemaking:Securities Offering Reform |
Status:
Final
Rule
Securities Offering Reform
33-8591,
34-52056,
IC-26993,
FR-75
|
Issue Date: | File Number:S7-16-04 | Rulemaking:Rulemaking for EDGAR System |
Status:
Final
Rule
Rulemaking for EDGAR System
33-8590,
34-52052,
35-28002,
39-2437,
IC-26990
|
Issue Date: | File Number:S7-19-04 | Rulemaking:Use of Form S-8, Form 8-K, and Form 20-F by Shell Companies |
Status:
Final
Rule
Use of Form S-8, Form 8-K, and Form 20-F by Shell Companies
33-8587,
34-52038,
International Series Rel. No. 1293
|
Issue Date: | File Number:S7-25-04 | Rulemaking:Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 1934 |
Status:
Final
Rule
Removal From Listing and Registration of Securities Pursuant to Section 12(d) of the Securities Exchange Act of 1934
34-52029
|
Issue Date: | File Number:S7-02-04 | Rulemaking:Amendments to the Penny Stock Rules |
Status:
Final
Rule
Amendments to the Penny Stock Rules
34-51983
|
Issue Date: | File Number:S7-03-04 | Rulemaking:Investment Company Governance |
Status:
Final
Rule
Investment Company Governance
IC-26985,
IC-26323,
IC-27395
|
Issue Date: | File Number:S7-10-04 | Rulemaking:Regulation NMS |
Status:
Final
Rule
Regulation NMS
34-51808
|
Issue Date: | File Number: | Rulemaking:Adoption of Updated EDGAR Filer Manual |
Status:
Final
Rule
Adoption of Updated EDGAR Filer Manual
33-8573,
34-51710,
35-27970,
39-2436,
IC-26872
|
Issue Date: | File Number: | Rulemaking:Amendment to Rule 4-01(a) of Regulation S-X Regarding the Compliance Date for Statement of Financial Accounting Standards No. 123 (Revised 2004), Share-Based Payment |
Status:
Final
Rule
Amendment to Rule 4-01(a) of Regulation S-X Regarding the Compliance Date for Statement of Financial Accounting Standards No. 123 (Revised 2004), Share-Based Payment
33-8568,
34-51558,
35-27959,
IC-26833,
FR-74
|
Issue Date: | File Number:S7-15-04 | Rulemaking:First-Time Application of International Financial Reporting Standards |
Status:
Final
Rule
First-Time Application of International Financial Reporting Standards
33-8567,
34-51535,
IS-1285
|
Issue Date: | File Number:S7-25-99 | Rulemaking:Certain Broker-Dealers Deemed Not To Be Investment Advisers |
Status:
Final
Rule
Certain Broker-Dealers Deemed Not To Be Investment Advisers
34-51523,
IA-2376
|
Issue Date: | File Number:S7-11-04 | Rulemaking:Mutual Fund Redemption Fees |
Status:
Final
Rule
Mutual Fund Redemption Fees
IC-26782
|
Issue Date: | File Number:S7-40-02, S7-06-03 | Rulemaking:Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers |
Status:
Final
Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers
33-8545,
34-51293
|
Issue Date: | File Number: | Rulemaking:Adoption of Updated EDGAR Filer Manual |
Status:
Final
Rule
Adoption of Updated EDGAR Filer Manual
33-8528,
34-51128,
35-27943,
39-2431,
IC-26746
|
Issue Date: | File Number:S7-35-04 | Rulemaking:XBRL Voluntary Financial Reporting Program on the EDGAR System |
Status:
Final
Rule
XBRL Voluntary Financial Reporting Program on the EDGAR System
33-8529,
34-51129,
35-27944,
39-2432,
IC-26747
|
Issue Date: | File Number:S7-25-99 | Rulemaking:Certain Broker-Dealers Deemed Not To Be Investment Advisers |
Status:
Final
Rule
Certain Broker-Dealers Deemed Not To Be Investment Advisers
34-50979
|
Issue Date: | File Number:S7-24-04 | Rulemaking:Issuer Restrictions or Prohibitions on Ownership by Securities Intermediaries |
Status:
Final
Rule
Issuer Restrictions or Prohibitions on Ownership by Securities Intermediaries
34-50758A
|
Issue Date: | File Number:S7-33-04 | Rulemaking:Disposal of Consumer Report Information |
Status:
Final
Rule
Disposal of Consumer Report Information
34-50781
|
Issue Date: | File Number:S7-32-04 | Rulemaking:Temporary Postponement of the Final Phase-In Period for Acceleration of Periodic Report Filing Dates |
Status:
Final
Rule
Temporary Postponement of the Final Phase-In Period for Acceleration of Periodic Report Filing Dates
33-8507,
34-50684
|
Issue Date: | File Number:S7-18-04 | Rulemaking:Proposed Rule Changes of Self-Regulatory Organizations |
Status:
Final
Rule
Proposed Rule Changes of Self-Regulatory Organizations
34-50486
|
Issue Date: | File Number:S7-09-04 | Rulemaking:Prohibition on the Use of Brokerage Commissions To Finance Distribution |
Status:
Final
Rule
Prohibition on the Use of Brokerage Commissions To Finance Distribution
IC-26591
|
Issue Date: | File Number:S7-34-02 | Rulemaking:Rule 15c3-3 Reserve Requirements for Margin Related to Security Futures Products |
Status:
Final
Rule
Rule 15c3-3 Reserve Requirements for Margin Related to Security Futures Products
34-50295
|
Issue Date: | File Number:S7-12-04 | Rulemaking:Disclosure Regarding Portfolio Managers of Registered Management Investment Companies |
Status:
Final
Rule
Disclosure Regarding Portfolio Managers of Registered Management Investment Companies
33-8458,
34-50227,
IC-26533
|
Issue Date: | File Number:S7-51-02 | Rulemaking:Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies |
Status:
Final
Rule
Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies; Technical Amendment
33-8393A,
34-49333A,
IC-26372A,
33-8164
|
Issue Date: | File Number: | Rulemaking:Adoption of Updated EDGAR Filer Manual |
Status:
Final
Rule
Adoption of Updated EDGAR Filer Manual
33-8454,
34-50160,
35-27881,
39-2424,
IC-26525
|
Issue Date: | File Number:S7-22-02 | Rulemaking:Additional Form 8-K Disclosure Requirements and Acceleration of Filing Date; Correction |
Status:
Final
Rule
Additional Form 8-K Disclosure Requirements and Acceleration of Filing Date; Correction
33-8400A,
34-49424A
|
Displaying 901 - 1000 of 1536
Modified: Feb. 20, 2024