Proposed Rule
End-User Exception to Mandatory Clearing of Security-Based Swaps
Overview
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act'), the Securities and Exchange Commission ("Commission') is proposing new Rule 3Cg-1 under the Securities Exchange Act of 1934 ("Exchange Act') governing the exception to mandatory clearing of security-based swaps available for counterparties meeting certain conditions. The Commission is requesting comments on the proposed rule and related matters.
Proposed Rule (34-63556)
Release Number
34-63556
SEC Issue Date
Dec. 15, 2010
Federal Register Publish Date
Dec. 21, 2010
Document Citation
75 FR 79992
RIN
3235-AK88
Details
Public Comments Due
60 days from publication of 34-69491
File Number
S7-27-10
Rule Type
Proposed
Release Number
34-69491
SEC Issue Date
May 1, 2013
Federal Register Publish Date
May 23, 2013
Document Citation
78 FR 30800
RIN
3235-AK74, 3235-AK77, 3235-AK79, 3235-AK80, 3235-AK88, 3235-AK91, 3235-AK93, 3235-AL05, 3235-AL10, 3235-AL12, 3235-AL13
Public Comments