Final Rule
Technical Amendment to Rules of Organization; Conduct and Ethics; and Information and Requests
Overview
The Securities and Exchange Commission ("Commission') is making technical amendments to the rule by which authority is delegated to the Director of the Division of Enforcement. The amendments update references to the provision in the Securities Act of 1933 ("Securities Act') which authorizes the Commission to issue subpoenas in investigations under the Securities Act, and delete references to the Public Utility Holding Company Act of 1935 ("PUHCA').
Resources
Details
Rule Type
Final
Release Number
34-62520
SEC Issue Date
July 16, 2010
Effective Date
July 22, 2010
Federal Register Publish Date
July 22, 2010
Document Citation
75 FR 42599