Final Rule
Transition Rule for Ohio Investment Advisers
Overview
The Securities and Exchange Commission ("Commission') is adopting a new rule and form amendments under the Investment Advisers Act of 1940 for investment advisers that will be subject to a new Ohio investment adviser statute. The new rule provides a transition process for these investment advisers to switch from Commission to state registration.
Prior Actions
Proposed Rule (IA-1787)
Release Number
IA-1787
IA-1794
SEC Issue Date
Feb. 2, 1999
Federal Register Publish Date
Feb. 5, 1999
Document Citation
64 FR 5722
RIN
3235-AH60
Details
File Number
S7-2-99
Rule Type
Final
Release Number
IA-1794
IA-1787
SEC Issue Date
March 29, 1999
Effective Date
May 3, 1999
Federal Register Publish Date
April 1, 1999
Document Citation
64 FR 15680
RIN
3235-AH60