Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Forget about Collaborating—Stop, Pay-Up, and Listen: Statement on Intercontinental Exchange et al. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on the Amendments to Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks of Commissioner Mark T. Uyeda at 2024 Conference on Financial Market Regulation: The Analytical Challenges of Regulating Today’s Financial Markets Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Remarks at the 43rd Annual Small Business Forum Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Remarks at the “SEC Speaks” Conference 2024 Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Remarks to the Investor Roundtable Co-Hosted by the SEC, NASAA, and Georgia Secretary of State Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Commission Statement on the Passing of Former Commissioner Roberta Karmel Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Rule Amendments Regarding Disclosure of Order Execution Information Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: A Climate Regulation under the Commission’s Seal: Dissenting Statement on The Enhancement and Standardization of Climate-Related Disclosures for Investors Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks to the Council of Institutional Investors – Dangers of the Unbounded Administrative State Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: On Today’s Episode of As the Crypto World Turns: Statement on ShapeShift AG Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement on Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and the CFTC Regarding the Use of Form PF Data Speaker:

Commissioner Mark T. Uyeda, U.S. Securities and Exchange Commission
Commissioner Caroline D. Pham, U.S. Commodity Futures Trading Commission

 Type:Statement
Date: Title: Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Dissenting Statement on Final Rule on Special Purpose Acquisition Companies, Shell Companies, and Projections: The Commission Embraces Merit Regulation Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks at the 51st Annual Securities Regulation Institute Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement Regarding the Commission’s Approval of Proposed Rule Changes to List and Trade Shares of Spot Bitcoin Exchange-Traded Products Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement Regarding Denial of Petition for Rulemaking Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on 2024 PCAOB Budget Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on the Final Rule: Prohibition Against Conflicts of Interest in Certain Securitizations Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks at the Harvard Law School Program on International Financial Systems, 2023 Japan – U.S. Symposium Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement on Clearing Agency Governance and Conflicts of Interest Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: The SEC’s Swiss Army Statute: Statement on Charter Communications, Inc. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks at the Practising Law Institute’s 55th Annual Institute on Securities Regulation Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Remarks to the 2023 Conference on SEC Regulation Outside the United States: Fifth Annual Scott Friestad Memorial Lecture Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks at the ALI – CLE 2023 Conference on Life Insurance Company Products Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks at the NSCP National Conference Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement on Short Position and Short Activity Reporting by Institutional Investment Managers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Reporting of Securities Loans Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Modernization of Beneficial Ownership Reporting Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on the Proposal for Registration for Index-Linked Annuities and the Investor Testing Report Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Investment Company Names Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Caught in a SAR Trap: Statement on In the Matter of Pierre Economacos Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Collecting Enforcement Actions: Statement on Stoner Cats 2, LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks to the 2023 NASAA Fall Annual Meeting – Modernizing Investor Protection for the Digital Age Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement on Consolidated Audit Trail Revised Funding Model Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: NFTs & the SEC: Statement on Impact Theory, LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Final Rule Regarding Exemption for Certain Exchange Members Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: UnRulemaking: Statement Regarding DST Asset Manager Solutions, Inc. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on the Proposal re: the Internet Adviser Exemption Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on the Proposals re: Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on the Final Rule: Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Speaker: Commissioner Mark T. Uyeda
Type:Statement
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