Open Meeting Agenda
Wednesday, March 1, 2017
| Item 1: | Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies) |
| Office: | Division of Corporation Finance |
| Staff: | James M. Daly, Lindsay McCord, Michael Seaman |
The Commission will consider whether to issue a request for comment on possible revisions to the disclosures called for by Industry Guide 3, Statistical Disclosure by Bank Holding Companies.
For further information, please contact Lindsay McCord at 202-551-3400.
| Item 2: | Exhibit Hyperlinks and HTML Format |
| Office: | Division of Corporation Finance, Division of Economic and Risk Analysis |
| Staff: | Elizabeth Murphy, Felicia Kung, Sean Harrison — Corporation Finance Narahari Phatak, Tanakorn Makaew, Julie Marlowe — Economic and Risk Analysis |
The Commission will consider whether to adopt rule and form amendments to require registrants that file registration statements or reports subject to the exhibit requirements under Item 601 of Regulation S-K, or that file Forms F-10 or 20-F, to include a hyperlink to each exhibit listed in the exhibit index of these filings, and to require registrants to submit such registration statements and reports on EDGAR in HTML format.
For further information, please contact Sean Harrison at 202-551-3430.
| Item 3: | Inline XBRL Filing of Tagged Data |
| Office: | Division of Economic and Risk Analysis, Division of Corporation Finance, Division of Investment Management |
| Staff: | Scott Bauguess, Mike Willis, Anzhela Knyazeva, Hermine Wong – Economic and Risk Analysis |
The Commission will consider whether to propose amendments to rules and forms to require the use of the Inline XBRL format for the submission of operating company financial statement information and mutual fund risk/return summaries, eliminate the requirement for filers to post Interactive Data Files on their websites and terminate the Commission's voluntary program for the submission of financial statement information interactive data that is currently available only to investment companies and certain other entities.
For further information, please contact Anzhela Knyazeva at 202-551-6411.
| Item 4: | Proposed Amendments to Exchange Act Rule 15c2-12 |
| Office: | Office of Municipal Securities |
| Staff: | Jessica Kane, Rebecca Olsen, Edward Fierro, Mary Simpkins, Hillary Phelps, William Miller |
The Commission will consider whether to propose amendments to Rule 15c2-12 under the Securities Exchange Act of 1934, which would amend the list of event notices that a broker, dealer, or municipal securities dealer acting as an underwriter in a primary offering of municipal securities, must reasonably determine that an issuer or an obligated person has undertaken, in a written agreement or contract for the benefit of holders of the municipal securities, to provide to the Municipal Securities Rulemaking Board. The proposed amendments would add two event notices relating to certain financial obligations incurred by issuers and obligated persons.
For further information, please contact Edward Fierro at 202-551-5578