Open Meeting Agenda
Wednesday, November 18, 2015
| Item: | Regulation of NMS Stock Alternative Trading Systems |
| Office: | Division of Trading and Markets |
| Staff: | Stephen Luparello, Gary Goldsholle, David Shillman, Tyler Raimo, Matthew Cursio, Marsha Dixon, Jennifer Dodd, David Garcia, Derek James |
The Commission will consider whether to propose amendments to Rule 3a1-1 and Regulation ATS and new Form ATS-N under the Securities Exchange Act of 1934 related to certain alternative trading systems.
For further information, please contact Tyler Raimo at 202-551-6227.