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Comments on SEC Regulatory Initiatives Under the JOBS Act: Title IV — Small Company Capital Formation
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(Click here for meetings with SEC officials)
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| Mar. 27, 2015 | William Michael Cunningham, Social Investing Advisor, Washington, District of Columbia |
| Mar. 4, 2015 | Thomas Selz, Frankfurt Kurnit Klein & Selz PC, New York, New York |
| Aug. 26, 2014 | Arthur T. Ling, Denver, Colorado |
| Dec. 12, 2013 | Andrea Seidt, President, North American Securities Administrators Association, Inc. (NASAA) |
| Nov. 26, 2013 | Michael L. Zuppone, Paul Hastings LLP, New York, New York |
| Sep. 23, 2013 | William Klehm, Chairman and CEO, Fallbrook Technologies, Cedar Park, Texas |
| Sep. 5, 2013 | Edward C. Goodwin, Ph.D., Angel Investor Forum, New Haven, Connecticut |
| May 14, 2013 | Robert R. Kaplan, Jr. and Mark A. Cleaves; Kaplan, Voekler, Cunningham & Frank PLC |
| Apr. 26, 2013 | G.S. Mccallister, Punta Gorda, Florida |
| Apr. 25, 2013 | Karl M. Sjogren |
| Apr. 10, 2013 | A. Heath Abshure, President, North American Securities Administrators Association |
| Mar. 21, 2013 | Todd Combre, CEO, ArcaneCapital, Canoga Park, California |
| Jan. 22, 2013 | Og Oggilby, Lompoc, California |
| Jan. 4, 2013 | William R. Hambrecht, Chairman and CEO, WR Hambrecht+Co., New York, New York |
| Dec. 17, 2012 | Mike Nelson, New York |
| Nov. 13, 2012 | Rutheford B. Campbell, Jr., William L. Matthews Professor of Law, University of Kentucky |
| Nov. 7, 2012 | Paul Getty, Managing Director, Satwik Ventures LLC |
| Oct. 5, 2012 | George W. Beard, Managing Member, Beacon Investment Partners LLC (DE), Harrisburg, Pennsylvania |
| Oct. 5, 2012 | Brad Jacobsen, Vantus Law Group, P.C., South Jordan, Utah |
| Sep. 26, 2012 | Thomas D. O'Rourke, Pres, Alpine Ventures, Cresskill, New Jersey |
| Sep. 7, 2012 | Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, Washington, District of Columbia |
| Aug. 16, 2012 | Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute, Charlottesville, Virginia |
| Jul. 10, 2012 | Jonathan C. Guest, McCarter & English, LLP |
| Jul. 3, 2012 | Jack Herstein, President, North American Securities Administrators Association (NASAA) |
| Jun. 28, 2012 | Robert J. Tresslar, Title Company Data Provider, Property Tax Lien Investor, Denver, Colorado |
| Jun. 12, 2012 | David R. Burton, General Counsel, National Small Business Association, Washington, District of Columbia |
| May 10, 2012 | Robert R. Kaplan, Jr., Esquire, Kaplan Voekler Cunningham & Frank PLC, Richmond, Virginia |
| Apr. 23, 2012 | Richard Lacey, Small Business owner, Carlsbad, California |
| Apr. 12, 2012 | Mike Liles, Jr., Attorney, Karr Tuttle Campbell, Seattle, Washington |
| Apr. 11, 2012 | Tobias J. Preston, Anchorage, Alaska
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Feb. 19, 2014 | Memorandum from the Division of Corporation Finance regarding a February 19, 2014, meeting with representatives of Guzik & Associates and Seyfarth Shaw LLP |
| Jun. 25, 2013 | Memorandum from the Division of Corporation Finance regarding a June 24, 2013, meeting with attorneys from Fried, Frank, Harris, Shriver & Jacobson LLP and representatives of Barclays Capital |
| Jun. 13, 2013 | Memorandum from the Division of Corporation Finance regarding a June 12, 2013, meeting with attorneys from Kaplan Voekler Cunningham & Frank, PLC |
| Jun. 11, 2013 | Memorandum from the Division of Corporation Finance regarding a June 4, 2013, meeting with attorneys from Fried, Frank, Harris, Shriver & Jacobson LLP and representatives of Barclays Capital, Deutsche Bank, and The Lionstone Group |
| May 16, 2013 | Memorandum from the Division of Corporation Finance regarding a May 16, 2013, meeting with a representative of CONNECT |
| Apr. 23, 2013 | Memorandum from the Division of Corporation Finance regarding an April 17, 2013, meeting with representatives of the North American Securities Administrators Association (NASAA) |
| Dec. 11, 2012 | Memorandum from the Division of Corporation Finance regarding a December 3, 2012, meeting with representatives of WR Hambrecht + Co and Morrison & Foerster LLP |
| Sep. 12, 2012 | Memorandum from the Division of Corporation Finance regarding a September 12, 2012, teleconference with representatives of University of Kentucky, College of Law |
| Jun. 28, 2012 | Memorandum from the Division of Corporation Finance regarding a May 23, 2012, teleconference with representatives of Kaplan Voekler Cunningham & Frank PLC |
| Jun. 28, 2012 | Memorandum from the Division of Corporation Finance regarding a May 29, 2012, meeting with representatives of the North American Securities Administrators Association (NASAA) |
| Jun. 22, 2012 | Memorandum from the Division of Corporation Financeregarding a May 9, 2012, meeting with representatives of the Real Estate Investment Securities Associat ion (REISA) |
http://www.sec.gov/comments/jobs-title-iv/jobs-title-iv.shtml
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